Overview
How can you ensure your firm is utilizing high-quality, regulation-compliant data? How can you minimize the risk of regulatory fines for your firm? The Bloomberg Vault team will answer these questions while demonstrating how to integrate a compliance and surveillance solution designed to help global financial services firms.
Join us for this compliance seminar to learn how Bloomberg Vault can capture, archive and analyze your e-communication, trade, and voice data while streamlining workflows, reducing risk and meeting regulations.
- Entry is free-of-charge and by registration only
- Registration deadline: March 2, 2023
- Programme and speakers may be subject to change
- Bloomberg reserves the right to final say in registration discrepancies
- Kindly bring along a Photo ID and Business Card for verification purposes
Agenda
- 4:00 – 4:30 pm
Registration
- 4:30 – 4:35 pm
Opening remarks
Toby Lau, B-Vault (Risk / Compliance) Specialist, North Asia, Bloomberg
- 4:35 – 5:00 pm
Presentation: Expanding your coverage on electronic communications
Rob Houghton, CEO and Founder, Insightful Technology
Leigh Moody, Commercial Officer, Insightful Technology- 5:00 – 5:15 pm
Presentation: Bvault – where we are at now and upcoming
Toby Lau, B-Vault (Risk / Compliance) Specialist, North Asia, Bloomberg- 5:15 – 5:30 pm
Live Q&A
- 5:30 – 6:30 pm
Networking reception
When & Where
Tuesday, March 7, 2023
4:30 – 5:30 pm
*Registration will start at 4:00pm.
*Networking reception will follow.
Bloomberg L.P.
25/F, Cheung Kong Center
2 Queen’s Road Central
Central, Hong Kong