Join us on October 22 for an afternoon focused on the next developments in trade and communications surveillance, from emerging regulatory risks to the role of AI and data in compliance workflows.
Hear from Bloomberg experts on cross-asset manipulation and insider dealing surveillance. Preview new Bloomberg Vault models planned for 2027 and explore practical approaches to exception management and AI-enabled workflows. We’ll also cover preventative surveillance, information barriers and multilingual voice surveillance.
See these capabilities in action through product demonstrations and real-world client use cases with Bank of Singapore. Then connect directly with Bloomberg experts during a networking reception.
Register to secure your seat today.
Agenda
- 4:30 – 4:35 pm
Welcome Remarks
by Marco Pontin, Global Head of Compliance and Reg Reporting Sales, Bloomberg- 4:35 – 4:50 pm
Vault: Advancing Communication Surveillance
by Perry Goetz, Global Head of Compliance Product, Bloomberg
- 4:50 – 5:05 pm
Bloomberg Transaction Cost Analysis (BTCA): Advancing Trade Surveillance
by Vincent Ong, Head of Electronic Trading Solutions, ASEAN, Bloomberg
- 5:05 – 5:25 pm
Fireside Chat: The Evolution of Best Execution with Edwin Teo, Head of Equities and Options Execution, Bank of Singapore
Moderated by Vincent Ong, Head of Electronic Trading Solutions, ASEAN, Bloomberg- 5:25 – 5:30 pm
Closing Remarks
by Heena Parekh, Head of Compliance and Regulatory Reporting, Asia Pacific, Bloomberg- 5:30 – 6:30 pm
Networking reception
Speakers
Edwin Teo
Edwin Teo is the Head of Equities and Options Execution at Bank of Singapore, leading a team of specialists trading exchange-listed products across the APAC, EMEA, and US markets. With over 20 years of experience across equities, fixed income, and derivatives, he has held trading and execution leadership roles at UBS Wealth Management, UBS Investment Bank, OCBC Bank, and OCBC Securities.
He is actively involved in driving trading platform innovation, execution excellence, and digital transformation initiatives that enhance investment capabilities and client outcomes.
Heena Parekh
Heena Parekh, MAICD is the Head of Compliance and Regulatory Reporting for Asia Pacific at Bloomberg.
Ms. Parekh joined Bloomberg in 2003 and has held several positions within the company and across geographies including in Asia Pacific, EMEA and South Africa. Prior to her current position Ms. Parekh was the Managing Director for Bloomberg Australia with more than 19 years of experience working with financial institutions, corporations, industry associations, government agencies and regulators, Ms. Parekh has acquired intimate knowledge of various asset classes and workflows including equities, fixed income, foreign exchange and commodities.
Ms. Parekh holds a Bachelor of Arts with honors in International Business from University of Westminster, London and a Bachelor’s degree in Corporate Finance and International Business from Hogeschool Inholland, Rotterdam.
Perry Goetz
Perry has been the Global Head of Bloomberg’s Compliance and Data Solutions business since September 2022. Prior to this role, he was the Global Head of Compliance and Regulatory Sales, a role he held for 4 years. Perry has held several other leadership roles in Bloomberg Product Sales, including Global Head of both the Electronic Trading and Trade Order Management Solutions businesses.
In addition, Perry served as a Sales Manager in Bloomberg’s Core Sales Division, overseeing various Tier 1 clients as well as the Canadian and Southwestern regions in the U.S. Prior to joining Bloomberg in September 2000, Perry worked in the Securities Finance Division at Donaldson, Lufkin & Jenrette, where he provided support for the Convertibles Trading and Exotic Options Desks.
Vincent Ong
Vincent Ong specialises in multi-asset trading workflow, Best Execution and Trade Surveillance.
Currently based in Singapore, he has over 15 years experience growing Bloomberg’s buy and sell-side community across the Asia Pacific region in electronic order routing and connectivity, automation, pair and algo trading. During the same period, Vincent has collaborated with clients across the region to improve trade performance and transparency and implemented solutions to meet regulatory and compliance requirements in best execution, suspicious trading and market abuse.
Vincent started his career in Bloomberg as a relationship manager in Malaysia. He then relocated to Australia to manage the electronic order routing and execution business for the ANZ region before relocating to Singapore in 2009.