*REGISTRATION IS NOW FULL*
The importance of diversity and inclusion has had a major influence on executive decisions and positively impacted corporate earnings. From corporate boardrooms to the executive suites, the voice of influence has been that of women who are bringing a unique perspective from a different lens. We invite you to join us to hear five dynamic and influential women share stories of their professional journeys and their perspective on leadership, governance, progress, and the road ahead.
Joining the panel will be:
- Donna Sims-Wilson, President – Smith Graham & Co. Investment Advisors, L.P.
- Rita Sallis, Senior Advisor – Blueprint Capital Ad
- Susan Webb, Founder/CIO – Appomattox Advisory
- Tina Byles-Williams, CEO/CIO – FIS Group, Inc.
- Melanie Mendoza, Chief Compliance Officer – Matarin Capital Management
Moderated by Monica Bertran, Head of Bloomberg’s Corporate Communications Digital Platforms and Technology team.
Melanie Mendoza joined Matarin as Chief Compliance Officer (CCO) on September 17, 2018. In her role as CCO, Melanie will manage the firm’s compliance program and regulatory footprint. As an executive of the firm, Melanie is a member of the Matarin Management Committee and various other operational committees.
Melanie joins Matarin from Ascendant Compliance Management. As a Senior Compliance Consultant at Ascendant, she advised and supported SEC registered investment advisers with comprehensive regulatory services. Prior to Ascendant, Melanie served as Senior Corporate Compliance Office at ICMA Retirement Corporation where she managed the sub-adviser due diligence program and the 40 Act board reporting process, among other duties. As Chief Compliance Officer for Credo Capital Management, Melanie developed the firm’s compliance program, building out the internal trading and trade settlement platform, and designing the operational and administrative process for client accounting and client service. In the past, she held the positions of Trader and Portfolio Administrator at Brown Capital Management, where she traded and supported both the domestic equity and international equity investment teams. Melanie’s career in financial compliance, operations, and administration spans over 30 years.
Melanie earned a BA in Psychology from Notre Dame of Maryland University. She holds the Certified Regulatory Compliance Professional (CRCP) designation, a FINRA/Wharton Certified Regulatory and Compliance Professional program and the holds the FINRA Series 65 certification. Melanie serves on the Institutional Review Board for the University of Maryland, Baltimore, Office of Human Research Protections.
Donna Sims Wilson is the President of Smith Graham & Co. Investment Advisors, L.P., a $6 billion investment management firm in its 28th year of operations. Mrs. Wilson is responsible for Business Development, Marketing and Client Relations. She also works in conjunction with the Chairman and CEO on new product development and short and long-term strategies for the firm. She serves on the firm’s Executive Committee, Investment Policy Committee, and is a member of the Board of Directors.
Mrs. Wilson has 30 years of financial services experience, including formerly serving as Executive Vice President of CastleOak Securities, L.P. a leading New York-based boutique investment bank, where she also served on the Management Committee of the firm. Previously, she was President of M.R. Beal & Company and was a Founder and Managing Director of Loop Capital Markets. Mrs. Wilson was a Vice President at Bear Stearns where she sold mortgage-backed securities and started her career as an analyst in corporate finance at Lehman Brothers Kuhn Loeb.
Mrs. Wilson currently serves as Chair of the Board of the National Association of Securities Professionals, a trade organization of minorities and women who work on Wall Street. She is a member of the Board of Directors of the Greater Houston Partnership and the United Way of Houston. She is also a member of the Economic Club of Chicago. Mrs. Wilson is a Past Chair of the Board of the Kohl Children’s Museum of Greater Chicago, a former member of the Board of Trustees of the John G. Shedd Aquarium, and a former member of the Board of Directors of the CFA Society of Chicago.
Susan is a Founder and President and CIO of Appomattox since 2005. In her role as Chief Investment Officer, she Heads the investment Committee which is responsible for setting the firm’s overall asset allocation as well as the strategic implementation of the firm’s view. She oversees a team of professionals that monitors each client’s appropriate asset allocation mix to ensure that the appropriate mix of risk and return, portfolio liquidity and portfolio distribution requirements are optimized. She also monitors and overseas the manager selection process and the ongoing evaluation of each manager for appropriateness as an allocation. She overseas each portfolio actively to assess risk metrics, taking proactive measures to manage risks in the portfolio and adjusting asset allocation as appropriate. Prior to co-founding Appomattox, she founded and was President of First Atlas Capital, Inc., the SEC Registered Advisor of Atlas Capital, a Five Billion Dollar global asset manager, managing funds of hedge funds and other be-spoke portfolios. In this capacity, she was a member of the Global Investment Committee, overseeing a wide variety of funds, and launched, with Weston Capital, the Weston/Atlas Manager Seeding Platform.
Her career in finance spans over 30 years where she developed an expertise in trading, financing, and structuring derivatives. Susan began her career at Irving Trust in 1984 where she completed the credit analyst program and worked in loan work outs. She left after two years and joined trading desks for five years each at Citibank, Paribas Capital Markets and CIBC. While there she either joined, or set up and ran, derivative trading groups including interest rate, currency, equity, credit and hedge fund structuring. In 2000, she joined Caisse des Depots as a Managing Director and established their credit derivative and synthetic CLO and hedge fund structuring business in the US. She has 15 years direct experience managing portfolios of hedge funds.
Susan is a board member for GTI Capital Group, an investment firm focused on opportunities in India. She does not receive compensation in connection with GTI Capital Group or any business activity outside of Appomattox. She is on the board of High Water Women, a non-profit foundation that encourages financial education of women and youth. She is also on the advisory board of Catalyst Financial Partners, a group that promotes small and emerging managers in the financial industry. Susan is an Elder, and a former head of stewardship at the Brick Church. She received a BA from the University of Virginia with a double major in Economics and Psychology in 1979 and an MBA from the Darden School at the University of Virginia in 1984.
Tina Byles Williams
Tina Byles Williams founded FIS Group 22 years ago and has over 34 years of investment experience. She is the chief investment strategist and portfolio manager for the firm’s global equities product. As Chief Investment Officer, she chairs the firm’s Investment Committee, overseeing all investment strategy, manager search and disposition decisions. Ms. Byles Williams is widely regarded as a trailblazer in the field of identifying and investing with talented entrepreneurial investment management firms, many of which are minority and
women-owned. Prior to founding FIS Group, Ms. Byles Williams was a principal and senior consultant with the investment consulting firm WHP, Inc.
Before joining WHP, Ms. Byles Williams served as Chief Investment Officer to the City of Philadelphia’s $2.5 billion Board of Pensions and Retirement. Prior to her work with the Board of Pensions and Retirement, Ms. Byles Williams was Chief Investment Officer for the $300 million Philadelphia Gas Works Pension Fund.
Ms. Byles Williams is a board member and chairs the Investment Committee of the ICMA Retirement Corporation (ICMA-RC), a provider of retirement services with over $50 billion under management and administration. She is also a board member of the ICMA-RC’s investment advisory subsidiary, Vantage Trust Company. She is a leader in her community and sits on the Pennsylvania Intergovernmental Cooperation Authority, which oversees the City of Philadelphia’s financial plans, and the Center City District. Between 2011 and 2015 she served as a board member and chaired the Research Committee of the National Women’s Business Council, a federal advisory council created to serve as an independent source of advice and counsel to the President, Congress and the U.S. Small Business Administration on economic issues of importance to women business owners.
Ms. Byles Williams is the chairman and driving force behind FIS Group’s philanthropic entity, A Good Measure Foundation, which provides financial literacy education to inner city youth and supports programs designed to empower impoverished or marginalized women or children in the United States and internationally.
Ms. Byles Williams is a recipient of several industry awards and has been quoted and featured in several national and global finance publications such as the Wall Street Journal, Reuters, Institutional Investor, Bloomberg, Market Watch, Value Walk and Pensions and Investments. She has also appeared on various business programs, such as Bloomberg GO and CNBC’s Squawk Box.
Ms. Byles Williams completed her undergraduate work at New York University where she graduated Magna Cum Laude and earned her Master’s degree in Public Policy with an emphasis in Finance from Harvard University.
Rita Sallis is a Senior Advisor to Blueprint Capital Advisors where provides guidance on business strategies and development, and is a member of the firm’s investment committee. Prior to Blueprint, she was a Principal at the Yucaipa Companies. She was responsible for marketing, client servicing, investor relationship maintenance and deal sourcing. She joined the Yucaipa Companies after serving for eight years as Deputy Comptroller of the City of New York.
She is the former Chief Investment Officer of New York City’s $100 billion pension system where she directed the overall investment plans of the City’s five public pension boards. Her responsibilities included the day to day operations of the Bureau of Asset Management (BAM) with direct oversight of the treasury, accounting, budget, tax and audit activities of BAM. The funds invested in a variety of asset classes, including U.S. and foreign equities, U.S. fixed income products, private equity and real estate. Her functions also included managing the fund’s cash, directing allocations to investment advisors and analyzing the performance of individual managers.
Prior to assuming the role of CIO, Rita was Deputy Comptroller for Public Finance. She was responsible for providing capital for the City’s multi-billion dollar capital improvement program through the issuance of tax-exempt bonds. She managed the issuance of over $45 billion in debt for the City’s various financing programs and worked with the mayor’s office of management and budget to develop a swap program that led to the issuance of $3.4 billion in notional value of swaps. During her tenure, many opportunities were created for new firms to have a more senior role on the City’s under- writing team, including regional and women and minority owned firms.
Ms. Sallis was recently appointed to the JP Morgan Infrastructure Investment Fund board. Her board experience also includes a three year term on the Municipal Securities rulemaking Board, 2014 to 2017. She was reappointed to the board in 2018 to complete a portion of a departing members term. During her term on the board, she chaired the nominating and governance committee, and also served on the steering committee. She is a member of the Vestry of St. Andrews Episcopal and Holy Commu- nion Church and is a former trustee of the Essex County College Board, the Citizens Budget Commission of New York, the Municipal Forum of New York and the South Orange Board of Adjustments.
Her awards include the Network Journal’s 25 Influential Women in Business Award, The Metropolitan College of New York Leadership Award for Education and Diversity and she was inducted into the National Association of Securities Professionals Wall Street Hall of Fame. Ms. Sallis is an active member of the Links Incorporated and an alumni of Jack & Jill. She was voted Distinguished Mom by the North Jersey Chapter of Jack & Jill in 2011.
When & Where
*Registration is now Full*
Wednesday, February 20th, 2019
5:30pm – 8:00pm
731 Lexington Avenue
New York, NY 10022
7E Multipurpose Room